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Risk and Compliance

Risk and Compliance

Risk _ Compliance

PE Front Office has extensive features designed to enforce and regulate compliance across all workflows. Our solution enables you to set up compliance rules by defining financial parameters, responsible parties, and threshold values. The solution’s sophisticated architecture ensures effective enforcement of rules and regulations to meet compliance requirements.

Risk _ Compliance

Compliance Checklist

Rule-based compliance checklists and alerts are a standard feature across the PE Front Office platform. Access the  extensive, configurable check lists along with alerts, notifications, and document management.

Covenant
Rules

Define rules based on financial parameters to identify risks and set up alerts. Receive alerts about potential issues, based on the defined threshold values, and generate automatic updates on actual vs. threshold values.

Alerts & Notifications

Receive email alerts, based on compliance checklists and covenant rules. Also, receive notification in case of any overdue activities.

Setup Access Restrictions

Set up granular access permissions for different user profiles. Rights can be granted to individuals, teams, or organizations. Use simple configurations to enforce multilevel firewalls on any information flows.

Audit
logs

Build complete custom audit trails of activities on the system. As part of its security and compliance architecture, PE Front Office offers extensive audit logs of user activities. It allows tracking user login history and user activity logs

KYC / AML

Define the list of KYC documents and track whether they have been uploaded to the system. Set the frequency and alerts for document renewals and also give access to investors for uploading the documents themselves.

Analytics & Reports

Perform real-time data analysis and generate comprehensive reports with a variety of built-in analytics.

Our Solutions

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Investee-Portal
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Investor-Reports
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Fund-Performance
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Productivity Multipliers